Technology

Single Tech Provider

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Today, every advisory firm needs to be able to give their clients clear and timely data whether you are on the phone or by email.  Additionally, you will want to keep records of your correspondence and regulators require documentation of certain communications. Today that all needs to be done securely.

IAA is the one-stop shop for the infrastructure needed to run an efficient, scalable, and profitable advisory firm. Our ONE Dashboard becomes the hub of your daily activities allowing Advisors to securely and quickly access the apps they need.  

 

 

Reporting

Portfolio and performance reporting has become a standard deliverable to ensure client satisfaction. IAA's reporting is an easy to use, up-to-date, accurate, and administered solution.

Advisors have daily returns and various reports available at the firm, household, and account level. You can also aggregate, advise on, and report outside holdings to make you stand out among the client's other advisors as a holistic wealth manager.

The integrated Document Vault  

A Client Portal is also made available for secure access to the daily data, quarterly reports and invoices. The Client Portal may be branded with your logo and there is a mobile app for client use.

CRM

Our CRM offering is built on the vTiger platform (a fifteen year old company utilized by more than 300,000 business around the globe) to provide a user-friendly web-based application to track meetings, calls, and notes of your client interaction.  Most advisor oriented CRM products include many extra features that make the use of the CRM a hassle.  CRM usage typically leads to more consistent client service and more content clients. 

Clients can be grouped by household for a unified view of your contacts. Tagging clients in the CRM allows for quick access to a chosen cross-section of your client base.  

CRM users can also use the mobile app available for android and iOS devices.

Secured and Archived Email

Per SEC and state regulation, written communication must be retained for review.  We provide advisors with email that archives all messages.  The archive is searchable for specific terms or attachments in designated time-frames and can export for delivery to an examiner.

Access is available via web, smartphone, or email clients.

Coming soon, we will be adding layers of security to the email service with Advanced Threat Protection that uses machine learning to analyze global threats and protect from malware and ransomware in real-time.  Additionally, to protect data from being inadvertently sent by email, data loss protection filters are implemented to restrict, quarantine, or encrypt the messages that contain sensitive data. Encrypted messages can also be forced by the sender to store the message on secure HTTPS web access for the recipient to retrieve.  

Security and Continuity

IAA engages vendors and processors that have certain controls in place for data security and use authorization methods that enforce the neds of IAA and it's clients. In addition to the vendor's backup procedures, IAA utilizes two additional backup services for data we retain.  The data centers are protected by managed firewalls, redundant network connections, camera surveillance, biometric security, and diesel backup generators to secure important client data and keep it accessible to you. Data centers are SOC 2 Type II or SAS 70 Type II compliant. These certifications provide assurance that the control objectives and control activities are examined by an independent accounting and auditing firm. The audit report enables organizations to demonstrate that they have adequate controls and safeguards when they host or process data belonging to their customers. Neither is a certificate, but an opinion on the nature of those controls. Data is encrypted in transit through all aspects of IAA via SSL or TLS security. 

In the event of a disaster at the data centers, advisors will be provided alternate methods of communication with IAA.

Call us at 800-607-3340 or request a call

​Corporate Address:

700 Kinderkamack Rd

Suite 200

Oradell, NJ 07649

© 2020 The Investment Advisor Alliance LLC. This website is intended for financial professionals only. The Investment Advisor Alliance is a Registered Investment Advisor. IAA can conduct business only in states where IAA is registered or is exempt from registration. Most  services provided by IAA do not require registration. The Investment Advisor Alliance is not licensed to and does not conduct securities business. All custody and trading is provided by registered broker-dealers. Advisor representatives are supervised for advisory activity only. Commission securities sales, insurance sales, or any other outside business of representatives is not supervised by IAA. Charles Schwab, Fidelity, TD Ameritrade, and The Investment Advisor Alliance are not affiliated companies. Wealth Protection Solutions, Bespoke Wealth Design, Advisor Technology Services, and The Investment Advisor Alliance are affiliated companies and wholly owned subsidiaries of Keeler Financial Services Holdings LLC.  Any information provided via forms on this site grant permission to contact you.

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