Service

Your Operations Team

The Investment Advisor Alliance's team works to complete the back office tasks of an advisory firm so you are free to run your business. Our goal is to make your business run as smoothly and efficiently as possible.  We understand advisors' needs and what you expect from the custodians and service providers because we are advisors. IAA has chosen industry leaders to provide the highest level of service to advisors and clients.

Reporting 

Daily aggregated accurate portfolio reports with a client portal and mobile app.

Billing

End-to-end management of the billing process from invoicing to collection to payouts with full reporting. Option to outsource your bookkeeping as well.

Compliance and Business Consulting

New experiences present themselves daily, we have the knowledge-base or direction to assist. We can help by providing input, documents, and reminders to help you manage your compliance responsibilities.

Rebalancing and Trading Services

Rabalancing and trading to models designed or chosen by Advisors while addressing cash needs and legacy securities.

Account Administration

Middle office expertise in the entire life-cycle of a client from new account opening through maintenance and cashiering to distribution.  We take the work load from you with our paperless execution. 

RIA Setup

Assistance and guidance from Entitlement through Approval with all required documentation while providing consultation and education in the design of your firm and it's procedures.

Model Portfolios

Design your own, choose a well-known strategist, use IAA's strategic or tactical offering, or mix and match to best benefit your clients.

Custodian Liaison

Work with three of the largest RIA custodians with or through IAA to give your client the best option for them.

Technology Support

We fully support the technology we provide to Advisors and assist with reviewing additional options as Advisors may need.

Compliance Oversight

 

For qualified advisors only, IAA may offer the opportunity to become an advisor under The Investment Advisor Alliance's registration and be subject to our policies, procedures, fee schedules, and oversight.  This benefits you by having a Chief Compliance Officer in place without subjecting yourself to the job. 

Call us at 800-607-3340 or request a call

​Corporate Address:

700 Kinderkamack Rd

Suite 200

Oradell, NJ 07649

© 2020 The Investment Advisor Alliance LLC. This website is intended for financial professionals only. The Investment Advisor Alliance is a Registered Investment Advisor. IAA can conduct business only in states where IAA is registered or is exempt from registration. Most  services provided by IAA do not require registration. The Investment Advisor Alliance is not licensed to and does not conduct securities business. All custody and trading is provided by registered broker-dealers. Advisor representatives are supervised for advisory activity only. Commission securities sales, insurance sales, or any other outside business of representatives is not supervised by IAA. Charles Schwab, Fidelity, TD Ameritrade, and The Investment Advisor Alliance are not affiliated companies. Wealth Protection Solutions, Bespoke Wealth Design, Advisor Technology Services, and The Investment Advisor Alliance are affiliated companies and wholly owned subsidiaries of Keeler Financial Services Holdings LLC.  Any information provided via forms on this site grant permission to contact you.